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There are only three port states left in RSTP that correspond to the three possible operational states. The 802.1D disabled, blocking, and listening states are merged into a unique 802.1w discarding state.
STP (802.1D) Port State
RSTP (802.1w) Port State
Is Port Included in Active Topology?
Is Port Learning MAC Addresses?
The role is now a variable assigned to a given port. The root port and designated port roles remain, while the blocking port role is split into the backup and alternate port roles. The Spanning Tree Algorithm (STA) determines the role of a port based on Bridge Protocol Data Units (BPDUs). In order to simplify matters, the thing to remember about a BPDU is there is always a method to compare any two of them and decide whether one is more useful than the other. This is based on the value stored in the BPDU and occasionally on the port on which they are received. This considered, the information in this section explains practical approaches to port roles.
Root Port Roles
The port that receives the best BPDU on a bridge is the root port. This is the port that is the closest to the root bridge in terms of path cost. The STA elects a single root bridge in the whole bridged network (per-VLAN). The root bridge sends BPDUs that are more useful than the ones any other bridge sends. The root bridge is the only bridge in the network that does not have a root port. All other bridges receive BPDUs on at least one port.
Designated Port Role
A port is designated if it can send the best BPDU on the segment to which it is connected. 802.1D bridges link together different segments, such as Ethernet segments, to create a bridged domain. On a given segment, there can only be one path toward the root bridge. If there are two, there is a bridging loop in the network. All bridges connected to a given segment listen to the BPDUs of each and agree on the bridge that sends the best BPDU as the designated bridge for the segment. The port on that bridge that corresponds is the designated port for that segment.
Alternate and Backup Port Roles
These two port roles correspond to the blocking state of 802.1D. A blocked port is defined as not being the designated or root port. A blocked port receives a more useful BPDU than the one it sends out on its segment. Remember that a port absolutely needs to receive BPDUs in order to stay blocked. RSTP introduces these two roles for this purpose.
An alternate port receives more useful BPDUs from another bridge and is a port blocked. This is shown in this diagram:
A backup port receives more useful BPDUs from the same bridge it is on and is a port blocked. This is shown in this diagram:
This distinction is already made internally within 802.1D. This is essentially how Cisco UplinkFast functions. The rationale is that an alternate port provides an alternate path to the root bridge and therefore can replace the root port if it fails. Of course, a backup port provides redundant connectivity to the same segment and cannot guarantee an alternate connectivity to the root bridge. Therefore, it is excluded from the uplink group.
As a result, RSTP calculates the final topology for the spanning tree that uses the same criteria as 802.1D. There is absolutely no change in the way the different bridge and port priorities are used. The name blocking is used for the discarding state in Cisco implementation. CatOS releases 7.1 and later still display the listening and learning states. This gives even more information about a port than the IEEE standard requires. However, the new feature is now there is a difference between the role the protocol determines for a port and its current state. For example, it is now perfectly valid for a port to be designated and blocking at the same time. While this typically occurs for very short periods of time, it simply means that this port is in a transitory state towards the designated forwarding state.
Rapid transition is the most important feature introduced by 802.1w. The legacy STA passively waited for the network to converge before it turned a port into the forwarding state. The achievement of faster convergence was a matter of tuning the conservative default parameters (forward delay and max_age timers) and often put the stability of the network at stake. The new rapid STP is able to actively confirm that a port can safely transition to the forwarding state without having to rely on any timer configuration. There is now a real feedback mechanism that takes place between RSTP-compliant bridges. In order to achieve fast convergence on a port, the protocol relies upon two new variables: edge ports and link type.
The edge port concept is already well known to Cisco spanning tree users, as it basically corresponds to the PortFast feature. All ports directly connected to end stations cannot create bridging loops in the network. Therefore, the edge port directly transitions to the forwarding state, and skips the listening and learning stages. Neither edge ports or PortFast enabled ports generate topology changes when the link toggles. An edge port that receives a BPDU immediately loses edge port status and becomes a normal spanning tree port. At this point, there is a user-configured value and an operational value for the edge port state. The Cisco implementation maintains that the PortFast keyword be used for edge port configuration. This makes the transition to RSTP simpler.
RSTP can only achieve rapid transition to the forwarding state on edge ports and on point-to-point links. The link type is automatically derived from the duplex mode of a port. A port that operates in full-duplex is assumed to be point-to-point, while a half-duplex port is considered as a shared port by default. This automatic link type setting can be overridden by explicit configuration. In switched networks today, most links operate in full-duplex mode and are treated as point-to-point links by RSTP. This makes them candidates for rapid transition to the forwarding state.
This diagram illustrates how 802.1D deals with a new link that is added to a bridged network:
In this scenario, a link between the root bridge and Bridge A is added. Suppose there already is an indirect connection between Bridge A and the root bridge (via C - D in the diagram). The STA blocks a port and disables the bridging loop. First, as they come up, both ports on the link between the root and Bridge A are put in the listening state. Bridge A is now able to hear the root directly. It immediately propagates its BPDUs on the designated ports, toward the leaves of the tree. As soon as Bridges B and C receive this new superior information from Bridge A, they immediately relay the information towards the leaves. In a few seconds, Bridge D receives a BPDU from the root and instantly blocks port P1.
Spanning tree is very efficient in how it calculates the new topology of the network. The only problem now is that twice the forward delay must elapse before the link between the root and Bridge A eventually ends up in the forwarding state. This means 30 seconds of disruption of traffic (the entire A, B, and C part of the network is isolated) because the 8021.D algorithm lacks a feedback mechanism to clearly advertise that the network converges in a matter of seconds.
Now, you can see how RSTP deals with a similar situation. Remember that the final topology is exactly the same as the one calculated by 802.1D (that is, one blocked port at the same place as before). Only the steps used to reach this topology have changed.
Both ports on the link between A and the root are put in designated blocking as soon as they come up. Thus far, everything behaves as in a pure 802.1D environment. However, at this stage, a negotiation takes place between Switch A and the root. As soon as A receives the BPDU of the root, it blocks the non-edge designated ports. This operation is called sync. Once this is done, Bridge A explicitly authorizes the root bridge to put its port in the forwarding state. This diagram illustrates the result of this process on the network. The link between Switch A and the root bridge is blocked, and both bridges exchange BPDUs.
Once Switch A blocks its non-edge designated ports, the link between Switch A and the root is put in the forwarding state and you reach the situation:
There still cannot be a loop. Instead of blocking above Switch A, the network now blocks below Switch A. However, the potential bridging loop is cut at a different location. This cut travels down the tree along with the new BPDUs originated by the root through Switch A. At this stage, the newly blocked ports on Switch A also negotiate a quick transition to the forwarding state with their neighbor ports on Switch B and Switch C that both initiate a sync operation. Other than the root port towards A, Switch B only has edge designated ports. Therefore, it has no port to block in order to authorize Switch A to go to the forwarding state. Similarly, Switch C only has to block its designated port to D. The state shown in this diagram is now reached:
Remember that the final topology is exactly the same as the 802.1D example, which means that port P1 on D ends up blocking. This means that the final network topology is reached, just in the time necessary for the new BPDUs to travel down the tree. No timer is involved in this quick convergence. The only new mechanism introduced by RSTP is the acknowledgment that a switch can send on its new root port in order to authorize immediate transition to the forwarding state, and bypasses the twice-the-forward-delay long listening and learning stages. The administrator only needs to remember these to benefit from fast convergence:
This negotiation between bridges is only possible when bridges are connected by point-to-point links (that is, full-duplex links unless explicit port configuration).
Edge ports play an even more important role now that PortFast is enabled on ports in 802.1D. For instance, if the network administrator fails to properly configure the edge ports on B, their connectivity is impacted by the link between A and the root that comes up.
When a port is selected by the STA to become a designated port, 802.1D still waits twice seconds (2x15 by default) before it transitions it to the forwarding state. In RSTP, this condition corresponds to a port with a designated role but a blocking state. These diagrams illustrate how fast transition is achieved step-by-step. Suppose a new link is created between the root and Switch A. Both ports on this link are put in a designated blocking state until they receive a BPDU from their counterpart.
When a designated port is in a discarding or learning state (and only in this case), it sets the proposal bit on the BPDUs it sends out. This is what occurs for port p0 of the root bridge, as shown in step 1 of the preceding diagram. Because Switch A receives superior information, it immediately knows that p1 is the new root port. Switch A then starts a sync to verify that all of its ports are in-sync with this new information. A port is in sync if it meets either of these criteria:
The port is in the blocking state, which means discarding in a stable topology.
The port is an edge port.
In order to illustrate the effect of the sync mechanism on different kind of ports, suppose there exists an alternate port p2, a designated forwarding port p3, and an edge port p4 on Switch A. Notice that p2 and p4 already meet one of the criteria. In order to be in sync (see step 2 of the preceding diagram), Switch A just needs to block port p3, and assign it the discarding state. Now that all of its ports are in sync, Switch A can unblock its newly selected root port p1 and send an agreement message to reply to the root. (see step 3). This message is a copy of the proposal BPDU, with the agreement bit set instead of the proposal bit. This ensures that port p0 knows exactly to which proposal the agreement it receives corresponds.
Once p0 receives that agreement, it can immediately transition to the forwarding state. This is step 4 of the preceding figure. Notice that port p3 is left in a designated discarding state after the sync. In step 4, that port is in the exact same situation as port p0 is in step 1. It then starts to propose to its neighbor, and attempts to quickly transition to the forwarding state.
The proposal agreement mechanism is very fast, as it does not rely on any timers. This wave of handshakes propagates quickly towards the edge of the network, and quickly restores connectivity after a change in the topology.
If a designated discarding port does not receive an agreement after it sends a proposal, it slowly transitions to the forwarding state, and falls back to the traditional 802.1D listening-learning sequence. This can occur if the remote bridge does not understand RSTP BPDUs, or if the port of the remote bridge is blocking.
Cisco introduced an enhancement to the sync mechanism that allows a bridge to put only its former root port in the discarding state when it syncs. Details of how this mechanism works are beyond the scope of this document. However, one can safely assume that it is invoked in most common reconvergence cases. The scenario described in the Convergence with 802.1w section of this document becomes extremely efficient, as only the ports on the path to the final blocked port are temporarily confused.
Another form of immediate transition to the forwarding state included in RSTP is similar to the Cisco UplinkFast proprietary spanning tree extension. Basically, when a bridge loses its root port, it is able to put its best alternate port directly into the forwarding mode (the appearance of a new root port is also handled by RSTP). The selection of an alternate port as the new root port generates a topology change. The 802.1w topology change mechanism clears the appropriate entries in the Content Addressable Memory (CAM) tables of the upstream bridge. This removes the need for the dummy multicast generation process of UplinkFast.
UplinkFast does not need to be configured further because the mechanism is included natively and enabled in RSTP automatically.