Role of SEBI

The SEBI is the regulatory authority in India established under Section 3 of SEBI Act to protect the interests of the investors in securities and to promote the development of, and to regulate, the securities market and for matters connected therewith and incidental thereto.

  • Protecting the interests of investors in securities and promoting and regulating the development of the securities market
  • Regulating the business in stock exchanges
  • Registering and regulating the working of stock brokers, sub–brokers, share transfer agent etc.
  • Registering and regulating the working of venture capital funds, collective investment schemes (like mutual funds) etc
  • Promoting investor’s education and training intermediaries
  • Promoting and regulating self-regulatory organizations
  • Prohibiting fraudulent and unfair trade practices
  • Calling for information from, undertaking inspection, conducting inquiries and audits of the stock exchanges, intermediaries, self – regulatory organizations, mutual funds and other persons associated with the securities market.

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