Sr Compliance Analyst
- Full time
- Bengaluru IN
- @PeepalCo
Job Detail
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Job ID 10618
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Career Level Others
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Experience 4-6 Years
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Industry Finance
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Qualifications Degree Bachelor
Job Description
About The Job:
- Role: Sr Compliance Analyst
- Location: Bengaluru
- Experience: 4–6 years
Responsibilities:
- Conduct enhanced due diligence (EDD) and oversee high-risk KYC/AML reviews.
- Review and approve alerts escalated from L1 analysts; guide in decision-making for borderline cases.
- Draft and file high-quality Suspicious Transaction Reports (STRs) with clear Grounds of Suspicion (GoS); lead internal knowledge-sharing on STR standards.
- Identify, analyze, and document new suspicious transaction typologies; contribute to typology playbooks and internal detection logic.
- Run SQL queries to extract and analyze transaction data for investigations and pattern discovery.
- Collaborate with product and engineering teams to automate alert generation, build scalable workflows, and refine detection rules.
- Prepare in-depth MIS reports and dashboards for leadership, regulators, and auditors.
- Design and deliver impactful presentations (PPTs) on compliance metrics, typologies, and case studies for internal and external stakeholders.
- Maintain up-to-date documentation for audit readiness and internal knowledge bases.
- Train and mentor junior analysts in KYC reviews, alert handling, and STR writing.
- Coordinate regulatory filings and track deadlines; ensure no compliance breach or lapse in timelines.
- Respond to regulatory queries, third-party assessments, and internal audit findings.
Skills:
- Bachelor’s degree required; relevant certifications (CAMS, ICA, etc.) are a plus.
- 4–6 years of experience in compliance roles within fintech, crypto, or traditional financial services.
- Proven experience with regulatory guidelines around KYC, AML, and STR filing in India.
- Experience in leading transaction monitoring investigations and driving outcomes.
- Proficiency in SQL, MS Excel (including pivot tables, VLOOKUP, conditional formatting), and Google Workspace (Sheets, Docs, Slides).
- Strong acumen in data analysis and investigative thinking — able to see the story behind numbers.
- Excellent written and verbal communication skills, particularly in report and case note writing.
- Adept at creating professional-grade presentations and compliance documentation.
- Ability to identify new risk patterns and implement scalable detection methods.
- Strong work ethic, with a high degree of ownership, urgency, and flexibility.
