Central Compliance | Deutsche Bank | Mumbai

Job Detail

Job Role: Central Compliance

Your key responsibilities

Overseeing and conducting the daily surveillance for alerts generated in Trade, Information Barrier and Communication Surveillance and action the same in a timely manner.
Liaise with Country Compliance Officers, the business, Operations to investigate surveillance alerts as necessary
Working with key stakeholders (e.g. Business, Technology, Third party vendors) to identify and implement enhancements to surveillance systems and programs
Ability to multitask, the prospective candidate will be dealing with multiple requests and working on different surveillance verticals across regions. It is critical that requests are managed in an orderly and timely manner
Maintaining effective and constructive working relationships with staffs located in other regions to deliver the surveillance program
Additional duties (BAU/ Non-BAU) as assigned

Education and Experience:

At least 2+ years of experience in relevant field, preferably in Trade / Information Barrier Surveillance
Bachelor’s or Master’s in the field of Commerce or Finance / MBA in finance or related field
Advanced degree or relevant certifications (e.g., CFA, CAMS) is a plus
Proficiency in Data analysis and MS Office (esp. Advanced Excel + PowerPoint)
In-depth knowledge of trade life cycle and market structure
Good understanding of products such as Equity, Fixed Income, Foreign Exchange, Listed Derivatives and Information barrier surveillance
Excellent written and verbal communication skills
Ability to convey complex surveillance findings to both technical and non-technical stakeholders